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Regulatory Compliance

Independent Regulatory Oversight: Catch Breaches Before the Auditor Does

Your compliance team checks server configurations quarterly. We check them every data cycle. ASIC, FCA, ESMA, CySEC, and MAS rules enforced continuously across every MT4 and MT5 group on every server.

Multi-Regulator Coverage

ASIC, FCA, ESMA, CySEC, and MAS rules enforced simultaneously. Each regulator's leverage limits and margin requirements are codified and continuously validated against your live MT4/MT5 server configurations.

Continuous Monitoring

Every group on every server is checked on every data collection cycle. No sampling, no spot checks. If a leverage limit drifts above the regulatory cap at 3am on a Saturday, you'll know about it before the market opens.

Compliance Scoring

Each server receives a rolling compliance score based on the severity and duration of breaches. Track your score over time, drill into individual violations, and demonstrate to auditors that you have continuous oversight.

Hedged Margin Validation

Regulators require specific hedged margin ratios. We independently verify your hedged margin settings against regulatory minimums across all symbol groups, catching misconfigured hedging exemptions before they become audit findings.

What We Monitor

Maximum leverage per instrument class (FX, metals, indices, crypto, shares)
Margin requirements for retail vs. professional classifications
Hedged margin ratios against regulatory minimums
Negative balance protection settings
Leverage limit compliance across all MT4/MT5 groups simultaneously
Cross-server configuration consistency for multi-entity brokers

Our compliance engine relies on our proprietary SCD2 tracking to detect every configuration change the moment it happens.

Learn about SCD2 Configuration Tracking

Start Your Compliance Audit

Find out where your servers stand against ASIC, FCA, ESMA, CySEC, and MAS requirements. No guesswork, no spreadsheets.

Start Your Compliance Audit